Compliant Social Media Marketing Solutions for Financial Advisors
Last fall, Twitter finally went public and solidified that all the major social networks are now publicly traded entities. With all the hype around the release of their IPO’s, some forgot to consider how this would affect their users and the interface that they had grown to know and love. Because of increasing pressure […]
Smarsh, a cloud-based archiving solution for financial advisors, recently released their annual Electronic Compliance Survey Report. In its fourth year, the Smarsh survey seeks to identify trends and concerns in financial services. This year’s results reinforce the shift in attitude toward an acceptance of more types of electronic messages (and the compliance ramifications). In […]
Archiving electronic communications isn’t just for compliance departments or records managers. In fact, if you work in information technology (IT), human resources (HR), legal or internal auditing and you’re not archiving your electronic records, you’re missing a major opportunity to make your department, division or entire organization less vulnerable to risk. You’re probably also missing […]
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