IPad

Compliance Brief: Analyzing FINRA’s Regulatory Notice 11-39

September 15, 2011 by Amy McIlwain

a new set of rules, but rather acts as an addendum to Notice 10-06) Recordkeeping. The obligations of a firm to keep records of communications made through social media depend on whether the content of the communication constitutes a business communication. The key to this statement is ensuring that every firm determines what is and […]

Filed Under: YouTube Tagged With: Business communication, Financial Industry Regulatory Authority, IPad, linkedin, Regulation, RSS, social media, Social network service

Advisors and the Cloud: Welcome to the New World of Computing

August 30, 2011 by ByAllAccounts

It's official…the Cloud is here, and it's not new anymore. The other week, I embarked on an ambitious project, one which I have tried every now and again over the past ten years and which has invariably proved to be a fool’s errand: create the elusive “unified calendar”. By that I mean a calendaring system […]

Filed Under: Social Media Tagged With: Apple Inc., Cloud computing, EchoSign, Google Calendar, ICal, Icloud, IPad, iPhone

How are Advisors Using the iPad for Business? (Survey Results)

July 26, 2011 by ByAllAccounts

I can’t attend an event without noticing someone using an iPad. Case in point: an opening where a fellow photographer used her iPad to take pictures at the gallery. And, an executive roundtable I attended the next day where I spotted marketers taking notes with their iPads. It’s no secret that many financial advisors have also jumped on […]

Filed Under: YouTube Tagged With: business, Financial adviser, Financial Services, IPad, iPhone, New England, TD Ameritrade, Technology