As firms develop their social networking strategy, and grant approvals to brokers to use social media for business purposes, there are a few issues that the firm must consider. Initially, the firm must determine which individuals and which departments will be allowed to use what type of media. In this area, firms must be careful […]
Top Social Networking Compliance Concerns For Brokers-Dealers
Filed Under: Compliance, Financial Advisors, Marketing Tagged With: business, facebook, Financial Industry Regulatory Authority, Investment Banks, social media, Social network, Social network service, Telecommunication
The Secret to Twitter Search
With all the confusion involved in learning the ins and outs of social networking sites “search” is one item that seems pretty self explanatory. Well, think again. Twitter search is actually a powerful and complex tool that can help you find the best people to connect with in your local area. At the most basic […]
Filed Under: Marketing, Search Engine Optimization (SEO), Social Media, Twitter Tagged With: Business and Economy, Canada, Financial Services, Insurance, Life, Life annuity, Life insurance, twitter
Social Media for Financial Advisors: Webinar Recording
Loic Jeanjean, Director of Web Marketing at Advisor Websites hosted a free webinar about how Financial Advisors can become/remain active on social media sites. He also shared valuable tips and ideas on how to prospect, stay top of mind and stay in line with the latest FINRA and SEC guidelines. Here is the deck of […]
Filed Under: Compliance, Facebook, Financial Advisors, LinkedIn, Marketing, Social Media, Twitter, YouTube Tagged With: Advisor Websites, Financial adviser, Financial Industry Regulatory Authority, Internet Marketing, linkedin, Loic Jeanjean, Slideshare, social media
6 Tips to Drive a Response Through Social Media
We’ve all been there - you make a seemingly attention-getting post on any one of your social networks and excitingly await the myriad responses that are sure to come. Nothing. No replies or even “likes.” It’s not only frustrating but also disconcerting to put your personal opinions, attitudes and views out into the public domain […]
Filed Under: Facebook, LinkedIn, Marketing, Social Media Tagged With: business, facebook, Internet Marketing, Marketing and Advertising, Online Communities, social media, Social network, twitter
How Can Broker-Dealers Manage Social Media Compliance?
As broker-dealers consider letting registered representatives use social media for business purposes, a well-developed compliance program in this area is essential. Whether the media is something like a blog, Facebook, Linkedin, Twitter, or something else, firms must remember that they have an obligation to reasonably supervise its use. This means that the firm must develop […]
Filed Under: Compliance, Financial Advisors, Marketing Tagged With: business, facebook, linkedin, Marketing and Advertising, social media, Social network, Social network service, twitter
The Best Social Media Compliance Products for Financial Professionals
As a financial advisor compliance can be a nightmare…especially when it comes to social media. The question is, how do you successfully manage your social networks while remaining compliant? There are myriad products that give you the ability to organize, manage and execute a winning strategy. In addition to our handy Social Media Compliance Guide […]
Activity Streams Boost Business's Social Media Strategy
This post comes from Hunter Richards of . Application event streams - timely business updates that can be followed and discussed in a social activity stream like those of Twitter and Facebook - are kick-starting social conversations among employees about business strategies and sales figures. We’ve all seen what Twitter and Facebook can do for […]
Filed Under: Blog, Compliance, Financial Advisors Tagged With: Allegation, False Accusations, Men, People, United States, Violence and Abuse, Wall Street, ZocDoc
Interview with Annuity News Now
Financial Social Media President Amy McIlwain”s interview with Annuity News Now covers the use of social media to enhance professional practice, as well as overcoming compliance issues and guidelines. [vimeo]http://vimeo.com/20652222[/vimeo]
Filed Under: Compliance, Financial Advisors, Marketing, Social Media, Study Tagged With: business, facebook, Internet Marketing, Investment, Life annuity, Marketing and Advertising, social media, Social media marketing
What To Do When Your Firm Says No
So you’re a registered rep. or an advisor who wants to harness the power of social media for business purposes. Maybe you want to raise brand awareness of your business, increase your personal profile, or perhaps start a blog to improve internet visibility and help educate your clients and potential clients. But what do you […]
Filed Under: Compliance, Financial Advisors, Marketing Tagged With: business, facebook, Financial adviser, Financial Industry Regulatory Authority, FINRA, Regulatory compliance, social media, youtube
How Facebook's Recent Changes Will Benefit Your Business
In addition to the major Facebook profile and Facebook pages updates that occurred in the past month, Facebook has tacked on a few more changes that you and your organization should know. The major features that will be updated and implemented include like box changes, a new messaging system, conversation history, and social inbox. By […]
Filed Under: Compliance, Facebook, Marketing, Social Media Tagged With: facebook, Facebook features, Gmail, Instant messaging, Inter-process communication, Mark Zuckerberg, SMS, User (computing)
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